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Topic: MERRILL LYNCH

43 results were found.


FINRA Orders Merrill Lynch to pay more than $12 million in restitution - November 8, 2019

Merrill Lynch to pay $300,000 penalty for failing to promptly produce audit trail data - September 11, 2019

Merrill Lynch Commodities to pay $25 million in connection with deceptive trading practices - June 26, 2019

Merrill Lynch to pay over $8 million for improper handling of ADRs - March 23, 2019

Bank of America drops 'Merrill Lynch' in rebranding - February 25, 2019

FINRA sanctions Merrill Lynch $6 million for selling IPOs to insiders - December 21, 2018

Merrill Lynch settles SEC charges of undisclosed conflict in advisory decision - August 21, 2018

Merrill Lynch admits to misleading customers, will pay $42 million - June 19, 2018

SEC charges Merrill Lynch for failure to supervise RMBS traders - June 12, 2018

SEC fines Merrill Lynch, Pierce, Fenner & Smith - March 9, 2018

Merrill Lynch Equities Australia pays $140,000 in infringement notice penalty - December 5, 2017

Hong Kong fines Merrill Lynch in Asia $15 million - March 24, 2017

Regulator slaps Merrill Lynch with $7 million penalty - November 30, 2016

FINRA fines Merrill Lynch over systemic supervisory violations - October 19, 2016

Merrill Lynch charged with failures that led to mini-flash crashes - September 27, 2016

Merrill Lynch fined $3 million by six exchanges - September 26, 2016

BoE likely to cut rates by at least 25 bps, says BofA Merrill Lynch - July 12, 2016

Merrill Lynch to pay $415 million for misusing customer cash - June 23, 2016

Julius Baer completes asset transfer from Merrill Lynch - September 22, 2015

Julius Baer takes over Merrill Lynch's IWM - May 13, 2014

Merrill Lynch to pay $131.8m to settle the SEC's charges - December 16, 2013

Merrill Lynch to pay $39m for gender discrimination - September 9, 2013

Bank of America to dissolve Merrill Lynch to simplify company - August 20, 2013

Citigroup, Goldman Sachs, JPMorgan Chase, Merrill Lynch and Morgan Stanley to pay $4.5 million - December 28, 2012

BofA Merrill Lynch hires Athanasios Vamvakidis - November 22, 2010

Hires at Bank of America Merrill Lynch - October 5, 2010

Bank of America Merrill Lynch Canada hires head of energy and power investment banking - September 8, 2010

Merrill Lynch Wealth Management EMEA appoints two executives - August 12, 2010

BofA Merrill Lynch appoints new executive - August 5, 2010

Mark Rosen joins Bank of America Merrill Lynch - July 8, 2010

Bank of America Merrill Lynch appoints EMEA chief risk officer - July 6, 2010

Bank of America Merrill Lynch expands clean technology investment banking team - May 11, 2010

Bank of America Merrill Lynch hires new top executive - April 21, 2010

Robert Glassman rejoins Bank of America Merrill Lynch - April 16, 2010

Bank of America Merrill Lynch: Sam Chapin and Todd Kaplan executive vice chairmen of global banking - February 23, 2010

Bank of America Merrill Lynch names sales manager for Latin America, Brazil - December 21, 2009

Bank of America Merrill Lynch: Loli Wu to lead transportation investment - August 12, 2009

Bank of America Merrill Lynch: Chris Impey head of Canada Corporate Banking - July 30, 2009

Two strategists join Banc of America Securities-Merrill Lynch Research - June 2, 2009

BoA Securities-Merrill Lynch Research: Sheryl King Head of Canada Economics and Investment Strategy - May 1, 2009

BoA Merrill Lynch: Steven Niemczyk Global Head of Asset Management Investment Banking - April 7, 2009

Ex Merrill Lynch president William Yuan joins AFH Holding & Advisory - October 14, 2008

Merrill Lynch: O'Neal retires, Cribiore new boss - November 1, 2007


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