Friday July 8, 2016 5:32AM ET
The U.S. Commodity Futures Trading Commission (CFTC) said that the court ordered Dorian Garcia and his companies jointly to pay restitution totaling $5,051,052 to defrauded investors victimized in a Ponzi scheme they operated from 2010 to 2015.
Friday July 8, 2016 2:45AM ET
Dr. Isaac Kojo Anakwah Thompson, M.D., of Delray Beach, was sentenced by United States District Judge William J. Zloch to 46 months’ imprisonment.
Thursday July 7, 2016 7:32AM ET
Patrick E. Churchville of Barrington, R.I., owner and president of ClearPath Wealth Management, has agreed to plead guilty to criminal charges related to his orchestration of a $21 million dollar Ponzi scheme.
Thursday July 7, 2016 4:50AM ET
U.S. District Judge Martin Reidinger sentenced the former operator of two companies located in Franklin, N.C. to 135 months in prison on federal securities fraud and money laundering charges.
Thursday July 7, 2016 2:43AM ET
Andrew W.W. Caspersen, a former Wall Street executive charged with masterminding a $150 million fraud, pleaded guilty to stealing millions from investors to place risky stock market bets.
Wednesday July 6, 2016 4:13PM ET
France's competition authority said it was imposing a fine of 615,000 euros on German consumer goods company Henkel and several wholesalers importing its products in French overseas territories.
Wednesday July 6, 2016 7:32AM ET
Attorney General Cynthia H. Coffman won an important victory in her fight to hold the largest foreclosure law firm in Colorado accountable for allegedly charging grossly inflated costs in foreclosure proceedings.
Wednesday July 6, 2016 2:40AM ET
Attorney General Lawrence Wasden says a company that misled small Idaho businesses last year has agreed to pay more than $9,000 in restitution to business owners who filed complaints.
Tuesday July 5, 2016 6:06AM ET
The Ontario Securities Commission (OSC) said that Michelle Dunk of Waterloo, Ontario, has been charged with alleged breaches of the Securities Act (Ontario) following an investigation by the OSC’s Joint Serious Offences Team (JSOT).
Tuesday July 5, 2016 2:44AM ET
Missouri Attorney General Chris Koster announced that a judge has sentenced personal care attendant, Yvonne Conley of St. Louis, to three concurrent five-year prison sentences.
Monday July 4, 2016 1:10PM ET
Three former Barclays traders have been found guilty by a London jury of conspiring to fraudulently manipulate global benchmark interest rates in a major victory for Britain's Serious Fraud Office (SFO).
Monday July 4, 2016 6:50AM ET
Three Georgia real estate investors pleaded guilty for their roles in bid-rigging and fraud conspiracies committed at public real estate foreclosure auctions in Georgia, the Department of Justice announced.