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Morgan Stanley paying $13 million for overbilling clients
Morgan StanleyFriday January 13, 2017 4:13PM ET
The Securities and Exchange Commission (SEC) announced that Morgan Stanley Smith Barney has agreed to pay a $13 million penalty to settle charges that it overbilled investment advisory clients due to coding and other billing system errors.
Pepco to pay $1.6 million for violating Clean Water Act
PepcoFriday January 13, 2017 3:53PM ET
The Department of Justice and the U.S. Environmental Protection Agency announced a settlement with the Potomac Electric Power Company (Pepco).
Takata pleads guilty, will pay $1 billion for airbag scheme
TakataFriday January 13, 2017 3:47PM ET
Tokyo-based Takata Corporation agreed to plead guilty to wire fraud and pay a total of $1 billion in criminal penalties.
Citadel Securities paying $22 million for misleading clients about pricing
Citadel SecuritiesFriday January 13, 2017 3:40PM ET
The Securities and Exchange Commission (SEC) announced that Citadel Securities has agreed to pay $22.6 million.
Baxter to pay more than $18m to resolve liability relating to sterile products
BaxterFriday January 13, 2017 4:10AM ET
Healthcare company Baxter Healthcare Corporation has agreed to pay $18.158 million to resolve its criminal and civil liability.
Zimmer Biomet Holdings to pay $30 million to settle two charges
Zimmer BiometThursday January 12, 2017 2:06PM ET
The Securities and Exchange Commission (SEC) announced that a Warsaw, Ind.-based medical device manufacturer has agreed to pay more than $30 million.
BNY Mellon settles charges stemming from miscalculations of regulatory capital figures
BNY MellonThursday January 12, 2017 2:03PM ET
The Securities and Exchange Commission (SEC) announced that BNY Mellon has agreed to pay a $6.6 million penalty to settle charges stemming from miscalculations of its risk-based capital ratios and risk-weighted assets reported to investors.
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