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Merrill Lynch settles SEC charges of undisclosed conflict in advisory decision

Staff Writer | Tuesday August 21, 2018 8:30AM ET
Merrill Lynch
The Securities and Exchange Commission (SEC) announced that Merrill Lynch, Pierce, Fenner & Smith has agreed to pay approximately $8.9 million to settle charges that it failed to disclose a conflict of interest arising out of its own business interests in deciding whether to continue to offer clients products managed by an outside third-party advisory firm.
Credit Agricole
 
ECB fines France's Credit Agricole over capital reserves
Staff Writer | Tuesday August 21, 2018 8:17AM ET
 
 
KPMG
 
KPMG fined £2.1m over Ted Baker audit
Staff Writer | Tuesday August 21, 2018 6:07AM ET
 
 
Berlin police
 
 
 
 
 

construction
 
Chinese company fined half million for misleading on quake strengthening products
Staff Writer | Friday August 17, 2018
A company importing steel from China to New Zealand has been fined $540,000 for misleading customers about products used for earthquake strengthening.
 
 
 

 
 
 
SoCalGasCalifornia, SoCalGas, reach$119.5 million Aliso Canyon gas leak settlement
Staff Writer | Thursday August 9, 2018 9:00AM ET
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